Understanding Pro Investor Regulated Scheme Exemptions for Service Providers
Learn about the qualifications and benefits of relying on exemptions for professional investor regulated schemes in Jersey funds law.
SEC Guidance on Accredited Investor Verification in General Solicitation Offerings
Understand the SEC’s latest guidance on accredited investor verification and its impact on general solicitation in securities offerings.
US House Expands Accredited Investor Definition: What It Means for Private Market Access
Explore the implications of the US House passing a bill that broadens the accredited investor definition, enhancing access to private markets.
Sophisticated Investor Services: IAA Advocates for Expanded Accredited Investor Definitions
Learn how the Investment Adviser Association is urging legislation to broaden the accredited investor definition, enhancing access to private market investments for clients.
2024 Changes to UK High Net Worth and Self-Certified Investor Requirements
Stay informed on the 2024 changes to UK high net worth and self-certified investor requirements, ensuring compliance with the latest Financial Services legislation.
SEIS Allowable Expenses: Comprehensive Guide for UK Startups
Discover which expenses are allowable under SEIS to ensure your UK startup remains compliant and maximizes funding opportunities.
Essential Compliance Guides for SEIS/EIS Investors in the UK
Understand the key compliance requirements for SEIS/EIS investments to ensure secure and regulated investment practices.
Navigating SEIS/EIS Compliance: Protecting Investor Information
Learn how to comply with SEIS/EIS regulations and safeguard your investors’ information effectively.
Navigating Retail Investment Advice Regulations for SEIS and EIS
Stay compliant with the latest regulations on retail investment advice for SEIS and EIS, ensuring your investment strategies meet UK legal standards.
Navigating Compliance for Marijuana-Related Investments under SEIS/EIS
Understand the Bank Secrecy Act expectations for investing in marijuana-related businesses through SEIS and EIS, ensuring compliance and secure investments.